Unconstitutional Copyrights?

by Tom W. Bell on July 29, 2009 · Comments

As part of a revise-and-resubmit process, I’ve been spending much of my summer upgrading my draft book, Intellectual Privilege: A Libertarian View of Copyright. That effort has led me to revisit copyright’s constitutional foundations. I find them very shaky, indeed. This passage (with footnotes excerpted) explains why modern copyright law often fails “to promote the Progress of Science and the useful Arts”:


What would copyright look like if we took the Constitution at its word, requiring that copyright promote the progress of both science and the useful arts? We would then have to look askance at the current practice of affording copyright protection to such purely artistic creations as songs, plays, novels, paintings, and sculptures. Even supposing that “science” reaches broadly enough to cover all of the humane sciences—a reading that Malla Pollack documents as an original meaning of the term—copyright law today focuses far more on the expressive arts than on the “useful” ones.

Taking “Science and useful Arts” seriously would thus radically narrow the proper scope of copyright. The first Copyright Act, enacted in 1790 by some of the same people who wrote and ratified the Constitution, covered only maps, charts, and books. Permitting copyrights in first two types of works plainly promoted both science and the useful arts. Lawmakers in 1790 probably regarded books, too, primarily as tools rather than diversions. Novels had yet to rise to prominence, after all; the first American one, William Hill Brown’s THE POWER OF SYMPATHY, had appeared only the year before, and even it aimed at practical ends, promising “to Expose the fatal consequences of SEDUCTION.” Judging from the titles in libraries and on sale, fiction made up only a small portion of the books available in late eighteenth century America. The 1790 Copyright Acts moreover excluded such purely artistic expressions as songs, plays, paintings, and sculptures—even though its drafters undoubtedly knew of and appreciated those sorts of works.

It appears, then, that “[t]o promote the Progress of Science and useful Arts” originally meant that that copyrights had to serve practical ends, rather than merely expressive ones. But originalists should not alone embrace that constitutional limitation on copyright’s scope. Given that “Science” now connotes a more technical and specialized endeavor than it did in the eighteenth century, the plain, present, public meaning of the Constitution likewise counsels against extending copyright protection to purely artistic works. Whether we give the Constitution’s text its original meaning or its current one, therefore, copyright should cover little more than maps, charts, non-fiction books, illustrations, documentaries, computer programs, and architecture. Most songs, plays, fictional books, paintings, sculptures, dances, movies, and other artistic works, because they fail to promote the progress of science and the useful arts, would on that reasoning not qualify for copyright protection.

However rigorously logical, that argument against the constitutionality of almost all modern copyright law will, I grant, probably generate more grins than agreement. Courts and commentators have hitherto hardly bothered to distinguish between “Science and useful Arts”; still less have they taken those words to impose real limitations on federal power. Here as elsewhere, acquiescence to long-accepted practices has dulled us to the Constitution’s bracingly straightforward words. We should read them anew and reflect that the Founding generation did not evidently think that granting statutory privileges to such purely artistic creations as romantic operas or pretty pictures would promote the progress of both science and the useful arts. Furthermore, most citizens today would, if presented with the Constitution’s plain language rather than the convoluted arguments of professional jurisprudes, probably say the same thing about pop songs, blockbuster movies, and the like. That is certainly not to say that purely expressive works lack value. They may very well promote such important goals as beauty, truth, and simple amusement. The Constitution requires that copyright promote something else, however—”the Progress of Science and useful Arts”—and a great many works now covered by copyright cannot plausibly claim to do both.


This argument against the constitutionality of most modern copyright relies, by the way, on a prior argument about the structure of the copyright clause; to wit, that “Science and useful Arts” modifies both “authors” and “inventors.” Also, I intend to follow up the above with an analysis of how the Supreme Court in Eldred took a view almost exactly opposite to the text-based one I’ve embraced. (I’d call that an admission, were I not proud to disagree with the Court.)

[[Crossposted at Agoraphilia, TechLiberation Front.]

Comments Posted in: Copyright

  • While I've questioned whether or not copyright actually fosters innovation, and I've questioned whether it can survive in competition with a culture of participation, I never before now questioned its constitutionality.

    Mr. Bell, that's a positively fascinating argument. I imagine, like many arguments that appeal back to the framers of the Constitution, it will fall of deaf ears through long years of habit, as you say; but a sound argument nonetheless.
  • Excellent Post. Since this an excerpt from a book, my comments could be covered elsewhere in your book.

    Based on comments made by many copyright apologists asserting that a "strong" copyright is needed, we have lost sight of what copyright was meant to do. The current interpretation, is that copyright is akin to a "toll-both" to entitle the creator to an endless revenue stream based on work created in the past. You correctly note that: "Taking “Science and useful Arts” seriously would thus radically narrow the proper scope of copyright."

    But a related constitutionality issue concerning the intent of copyright, is the issue of "limited duration". Unfortunately, the US Supreme Court in Eldred v. Ashcroft made the extremely bad decision of allowing the duration of copyright to be extended. Nevertheless, for copyright to be considered constitutional as originally envisioned requires that copyright be of limited duration to both encourage people to produce new content and to get the content into the public domain to further the progress of "Science and the useful Arts".

    PS: A property rights aspect that has yet to attract attention, is that property held in the public domain is a valid property right. What I am getting at is that copyright maximalists are claiming increased property rights at the expense of the public. To me, the copyright maximalists are actually "stealing" from the public by claiming so-called property rights that they never possessed in the first place.

    PS PS: Do you think there is room in your book for the Bayh-Dole Act? Technically this relates to patents, but it is another example of how something (publicly funded research) that should be in the public domain can become the so-called intellectual property of a university, non-profit, or private business.
  • Your argument relies on too narrow an understanding of "purely expressive" arts. Look at the impact of science fiction on technological research and development. Clearly, creating incentives to create works that provide a possible blueprint for the future of science falls under the "useful" category.

    It is "useful" to society to promote social stability and mass market entertainment largely does that.

    Moreover, the utility of a work of art is not always apparent at the moment of creation. The government should not be in the business of attempting to predict what will be "useful." Thus a broad definition is necessary.

    Doing away with copyright for aesthetic works would result in a situation similar to that which exists in the fashion industry, where large players copy the design innovations of the small with impunity.

    Frankly, arguments based on the original intent of the framers fail because the social, legal, political, and technological context today differs from what it was.

    Thousands of years ago it may have made sense to insist on a prohibition against eating shellfish, for example, due to lack of understanding of the health risks. Today, not so much.
  • Indeed, I find it personally insulting to de-value aesthetics as non-useful. Almost any doctor will tell you how important entertainment, play, and escapism are to psychological development and mental health. Remove protections from those who produce aesthetic works, and those folks will have no more reason to pursue that avenue. With the disappearance of those works, society will inevitably degrade. Aesthetic art and fiction are absolutely NOT useless pursuits.

    Not to mention, this reading fails to take into account the inalienable rights spelled out in the Declaration of Independence. While this document is not a legal document, it does spell out the basis upon which the Constitution was written. By taking away copyright protections from artists, you are robbing them of the ability to pursue a living using their inherent gifts and talents, and thus interfering with their right to the pursuit of happiness.
  • Thanks for the encouraging words, Mr. Reasons!

    Ditto, Steve R, and thanks for your other comments, too. I address the property rights approach at some length in the book (and voice skepticism that it works very well). Alas, I doubt I'll get to the BDA; so many bad laws, so little time . . . .

    Mr. Claburn, I think you offer the line of counter-argument that would most likely carry the day were the issue litigated, given the S.Ct.'s extreme deference to lawmakers' justifications for acts. But given that I think we should read the Constitution to embody a presumption of liberty, I also think that that sort of deference errs.

    As regards originalism, while I am not myself an adherent of it, I am not sure that the fundamentals of public policy have so changed in the last 200 or so years as to render the founders' meanings useless. It is for other reasons that I argue for giving the Constitution its plain, present, public meaning. And, on that view, my arguments for narrowing copyright still stick.

    I don't see anything fundamentally wrong with the fashion industry (or furniture design, or auto body innovation, or creativity in perfumes, to name some other industries that lack copyright-like restrictions). Do we suffer a lack of new styles? I, at least, haven't suffered on that front.
  • Tom, you may be interested in: Should Copyright Be Abolished On Academic Work? at TechDirt. Original paper by Steven Shavell here: Should Copyright Of Academic Works Be Abolished?

    Abstract:
    "The conventional rationale for copyright of written works, that copyright is needed to foster their creation, is seemingly of limited applicability to the academic domain. For in a world without copyright of academic writing, academics would still benefit from publishing in the major way that they do now, namely, from gaining scholarly esteem. Yet publishers would presumably have to impose fees on authors, because publishers would not be able to profit from reader charges. If these publication fees would be borne by academics, their incentives to publish would be reduced. But if the publication fees would usually be paid by universities or grantors, the motive of academics to publish would be unlikely to decrease (and could actually increase) – suggesting that ending academic copyright would be socially desirable in view of the broad benefits of a copyright-free world. If so, the demise of academic copyright should be achieved by a change in law, for the ‘open access’ movement that effectively seeks this objective without modification of the law faces fundamental difficulties."
  • Based purely on a deconstruction of the Constitution removed from any historical context, your argument is sound. However, an examination of the legal and business climate surrounding the origin of the US copyright system reveals that the intent of the law was to balance the rights of the publishers in the US who were used to printing whatever European material they could get ahold of, i.e. the 'free press', with the rights of authors and the publishers those authors chose to have exclusive rights to thier works.
  • Thanks, Mr. Block, for your comment. You speak of "the origin of the US copyright system," but I'd date the copyright wars from the mid-1800s. Webster, foremost among others, pressed the case for states' copyright protections and, later, the Constitution's. He, of course, had not international but national interests.
  • Mr. Vey should be even more upset. As I read clause 8, it seems very clear to me that "science" (or knowledge, as I understand the term would be understood today) is the sole subject matter for copyright, and "useful arts" are actually to be protected by patents. So neither concept embraces aesthetic creations. That doesn't mean aesthetic endeavors have no value or utility, simply that the framers didn't intend them to be protected in the Constitution.
  • Laureen Urquiaga: Or, perhaps you might add, ". . . the framers didn't intend them to be *restricted* in the Constitution, *but rather thought it better to protect the fine arts under the First Amendment."
  • Steve R.: Thanks for that cite. I'd seen the paper abstracted on SSRN, and thought, "Yes, that makes some sense as a policy matter." Interestingly, though, in the present context, I think I'd have to say, "But academic works constitute one of the slight percentage of works now covered by copyright that the U.S. Constitution actually authorizes copyrighting!"

    I guess one might conclude that much of what federal lawmakers *can* do, they *should not* do.
  • Debbie
    I posted a blog on this at http://blog.actonline.org/.
  • This is great news. Best of luck for the future and keep up the good work.
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